SECTION 263600 - TRANSFER SWITCHES

EDITING INSTRUCTIONS

The following editing instructions relate directly to specific parts of the Section Text where they are referenced by the applicable Editing Instruction No. in the editor's notes:

  1. Manufacturers and products named in MasterSpec Sections are neither recommended nor endorsed by the American Institute of Architects or ARCOM. Before retaining names, verify that products correspond with other requirements and are both available and suitable for the applications indicated.
  2. Remote Annunciation and Control: Remote annunciation or remote annunciation and control, or both, may be required for certain transfer-switch applications. Such a requirement may originate in applicable codes, in the requirements of authorities having jurisdiction, or in special design requirements of the facility. The requirement can be satisfied by either of the two systems included in this Section, or it can be satisfied by including required functions in an electric power monitoring and control system as specified in Division 26 Section "Electrical Power Monitoring and Control."

    A remote annunciation system provides indication only. A remote annunciation and control system provides control of certain transfer-switch functions as well as annunciation. An electric power monitoring and control system (the "Electrical Power Monitoring and Control" Section) can perform either or both functions. Connections between transfer switches and annunciator and control panels may be hard wired or by means of a data-communication system. Either type of connection may be specified; for a nonproprietary selection, however, the basic wording used in the Section Text leaves this choice to the Contractor. Edit to suit the Project.
  3. Short-Circuit Current at Automatic Transfer Switches (ATSs): Define the closing and withstand ratings required of each transfer switch and indicate the values in a transfer-switch schedule. Alternatively, state the available fault current in symmetrical amperes at each unit on the Drawings, and note the withstand time for that ATS in cycles or seconds. For more information, see the "Selection Considerations" Article in these Evaluations.
  4. Four-Pole Transfer Switches: Use four-pole switches (three phase poles and one neutral pole) where their use optimizes system protection and reliability. Where ground-fault protection is used, a separately switched, fully rated neutral pole may be needed to insure proper operation of the ground-fault relay. For more information, see the "Neutral Connections and Switching" Paragraph in the "Application Considerations" Article in these Evaluations.
  5. Transferring Large-Motor Loads: Harmful electrical system transients and damaging mechanical shocks to motors and controllers can occur when transferring large-motor loads from one source to another. This situation is of particular concern when switching between two live sources. Another concern is where one source has failed and an outage of several seconds occurs while an emergency generator starts. If there is a large-motor load, ensure that operating the transfer switch will not impose excessive motor-starting load on the generator. This Section provides four transfer-switch options for avoiding such problems. Each alternative has its particular applications, advantages, and disadvantages.

    The first alternative uses special relaying for the intentional transfer of running motors from one live source to another. The relaying ensures that the two sources will be adequately synchronized at the time of the transfer.

    The second alternative uses one or more motor-control timing relays to disconnect and reconnect motors in coordination with the transfer sequence. This option requires careful coordination with the Drawings. Provide a control diagram on the Drawings, along with a sequence-of-operation description, and indicate the provisions for routing the control wiring from the ATS to the motor controls.

    The third alternative uses an operating mechanism with a programmed neutral position for the ATS. Transfer switches with this feature are arranged so there is a pause in the transfer cycle between the disconnection of the load from one source and its reconnection to another. The pause occurs only when transferring between live sources. The duration of the pause is controlled by an adjustable time-delay relay, and the relay is set for the minimum time that will ensure that the residual voltage of disconnected motors has decayed to 25% or less of the nominal valve. See IEEE 446 for a discussion of this feature.

    The fourth alternative provides closed-transition transfer and is used for transferring motor loads or sensitive electronic equipment without disruption. Automatic closed-transition transfer switches transfer load with make-before-break action, with both sources connected to the load for a short interval. Permission must be obtained from the utility for the momentary paralleling of its system with on-site generators that occurs with this switch type.
  6. Engine-Generator Controls: Transfer switches often include relays that automatically start and stop standby and emergency generators. Other controls for the engine generator are sometimes specified as features of the transfer switch. These features include a cranking-limit time delay. Such controls are better specified as part of the engine-generator control package and, therefore, are omitted in this Section. This Section and Division 26 Section "Engine Generators" should be carefully coordinated.

DEFINITIONS

Equipment terms used for transfer switches are defined as follows:

APPLICATION CONSIDERATIONS

Transfer switches of double-throw construction are used primarily for emergency and standby power systems rated 600 V and less. Transfer switches are applied according to NFPA 70. Articles 700 and 701 in NFPA 70, which cover emergency systems and legally required standby systems, require ATSs; Article 702, which covers optional standby systems, permits NATSs. NFPA 110 contains requirements for transfer-switch characteristics and features. Transfer switches are available in ratings from 30 to 5000 A. For reliability, most transfer switches are mechanically held and electrically operated. Control power comes from the power source to which the load is to be transferred.

Transfer-switch requirements are unique and extensive when compared to requirements of other circuit- and feeder-switching devices. Transfer switches must be able to do the following:

A primary consideration in applying transfer switches is providing protection against failure of the utility service. Also consider the possibility of an open circuit within the building on the load side of the incoming service. An overload, fault condition, or electrical or mechanical failure of the electric power-distribution system within the building can also lead to loss of power to vital loads. Therefore, locating transfer switches close to the load and having the operation of the transfer switches independent of overcurrent protection may be desired. Also, it may be better to use multiple transfer switches of lower current rating located near the load rather than one large transfer switch close to the point of incoming service.

Transfer switches are rated in amperes and are often installed to transfer a variety of loads such as electric-discharge lamps, electric-heating loads, and tungsten filament lamps. Lower-rated transfer switches are not limited in the composition of load as long as the total is within the ampere rating marked on the nameplate and the switch is listed for total system loads. However, the listing of larger transfer switches may have limits on the percentages of certain types of loads that may be included in the total. For example, an 800-A transfer switch may not be approved for a load with more than 30% tungsten filament lamp load. Also, UL 1008 permits more restrictive listing of transfer switches for use with specific load types. For example, an ATS can be listed for use with resistance loads. However, transfer switches with restrictive listings are seldom used in specified projects.

Manual Operation: Some manufacturers offer transfer switches with manual-operating handles that function only with the enclosure open. These manual operators are for maintenance purposes and are not to be operated under load. However, regardless of cautionary labeling, operation under load or while energized is possible. For some lines of switches, inadvertent manual operation of the switch could result in injury. Pay special attention to safety labeling and training where such products are installed.

ATSs for Use in Emergency Systems: Nationally recognized testing laboratory (NRTL) listings for these types of switches cover units intended for use in emergency systems as contemplated by Articles 517 and 700 in NFPA 70. These transfer switches are also suitable for use in standby systems according to Articles 701 and 702 in NFPA 70. ATSs that initiate automatic starting of an engine generator need a switching contact to accomplish this.

BP/IS switches can provide a combination of many features and functions, including the following:

Some manufacturers have combined several of these functions and supply the BP/IS switch and the ATS as an integral assembly within a common enclosure. Such combinations are usually limited to ratings of 800 A and less. For higher-rated switch installations, factory-coordinated side-by-side or back-to-back arrangements of BP/IS and ATS enclosures provide equivalent configurations. Such factory combinations ensure proper coordination of functions and minimize the required floor space and installation costs.

Neutral Connections and Switching: Most ATSs for three-phase systems are three-pole devices, except those for which the two sources are separately derived systems as discussed in Editing Instruction No. 5 in these Evaluations. When the load to be transferred is a three-phase, four-wire circuit, the load neutral conductor is usually connected through the transfer switch on a "solid-neutral" terminal, and the neutrals from the two source feeders are terminated on the same neutral bar.

This practice could be problematic if one or both feeders have ground-fault protection. Detecting ground faults often relies on measuring unbalanced neutral current. Providing multiple paths for such current (as is done by the solid-neutral connection) may lead to erroneous indications in the detection circuits. Where ground-fault protection is used, specify transfer switches with neutral-switching poles (a four-pole ATS). The use of a switched neutral requires the primary and alternate sources to be treated as separately derived sources as defined in NFPA 70, Article 250-20d. Independently ground each source according to NFPA 70, Article 250.

When both the normal and alternate power sources for the transfer switch are separately derived sources, each has its own independent system ground. Accordingly, each has its neutral grounded at either the service entrance or source equipment location according to NFPA 70. Connecting these two independently grounded neutrals together on a transfer-switch neutral bus violates the rule that a system should be grounded at a single point.

Neutral switching can be accomplished in two ways: by switching the neutral pole simultaneously with the phase poles (momentary open transition of all four contacts), or by using overlapping neutral contacts (make-before-break neutral contacts). The first method has generated considerable discussion about the possibility of dangerous voltage transients occurring during switching. The second method has the disadvantage of compromising the ground-fault protection system because neutral current can split between the two sources during the period the neutral contacts overlap. This action may necessitate increasing the delay on the ground-fault protection relay to inhibit its functioning until after the period of overlap. Not all manufacturers offer overlapping neutral contacts on their transfer switches.

A paragraph in the Section Text permits specifying an oversize neutral if needed because of a large nonlinear load component in the current being handled by the switch.

Fire-Pump Transfer Switches: NFPA 20 contains specific requirements for transfer switches used with fire pumps. There are specific ratings and interconnection requirements with the fire-pump controller. These functions are necessary to ensure reliability for this specialized application, and transfer switches for fire pumps must be listed for that application.

Fire-pump Sections specify the transfer switch as part of the fire-pump controller. However, NFPA 20 permits arrangements with the ATS separate and upstream from the fire-pump controller. In Project-specific cases, if appropriate, a knowledgeable specifier can revise this Section so the fire-pump transfer switches are specified here along with those for other applications. Otherwise, specify transfer switches for fire pumps as part of the fire-pump controller for proper coordination and require that the transfer switch be specifically listed for fire-pump use.

SELECTION CONSIDERATIONS

As indicated in Editing Instruction No. 3, an important part of defining the requirements of each individual transfer switch is stating the closing and withstand ratings for the switch. The closing rating is the fault current in symmetrical amperes at the unit, and the withstand time is the interval, usually expressed in cycles, that the switch must successfully carry the fault current. The length of the interval depends on the clearing time of the overcurrent device protecting the transfer switch from the worst-case fault current. Clearing time, therefore, depends on the type of overcurrent protective device. Among the withstand times stated for the different types of devices is the requirement that molded-case circuit breakers higher than 150-A rating withstand fault current for 3 cycles.

Thus, on a 60-Hz system for a 400-A transfer switch where the maximum available fault current is 42,000 A and the protective device is a molded-case circuit breaker, closing and withstand ratings are 42,000 A at 3 cycles. Indicate the fault-current value on plans, in a riser or single-line diagram, or in a schedule. An alternative method, and a sensible choice if there is only one transfer switch in the Project, is to list in the Specifications the available fault current at each switch.

Although the maximum withstand-duration time recognized by UL 1008 is three cycles, some manufacturers test and rate conventional transfer switches in certain ratings for longer durations. Note that these tests and ratings may apply only to static withstanding of the longer-duration fault and may not include the closing test.

The withstand-duration time given for transfer switches protected by current-limiting fuses is one-half cycle. Due to the nature of the current-limiting fuse operation, withstand durations are inherently short, and it is neither meaningful nor practical to lengthen them for fused units.

Coordinate the type and interrupting capacity of normal and emergency circuit breakers protecting the transfer switches with the switch withstand ratings. Conventional transfer switches may be listed for use with any circuit breaker up to a stated fault current. Some manufacturers list a switch for use with specific circuit breakers or fuses. In the latter case, the stated fault current may be higher for the closing and withstand ratings. A problem may arise when the manufacturer and characteristics of the actual circuit breaker supplied are not known until submittals are received. In this case, clearly indicate the closing and withstand requirements so that overcurrent protective devices can be chosen properly.

Molded-case, switch-type transfer switches have the fault-current closing and withstand ratings inherent in the design of the components used in the switch construction. Contact manufacturers for available ratings.

Static-type ATSs are available with NRTL listings to comply with UL 1008. Much faster and more costly than their electromechanical equivalents, they have a special application in transferring sensitive electronic equipment loads from one utility supply to another where a facility has more than one utility service. They may also be used to transfer motor loads from one supply to another without harmful disturbances. They transfer both load types described above from the energized utility supply to and from the energized peak-shaving generator systems without subjecting the loads to excessive voltage and frequency transients. Static transfer switches are now listed for use only on optional standby systems as defined in NFPA 70, Article 702.

Because of their limited application, static transfer switches are not included in this Section.

SEISMIC CONSIDERATIONS

If installing transfer switches in areas where significant seismic events may occur, consider the following possibilities:

Equipment installed in areas requiring seismic bracing must meet specific performance requirements. Local codes normally define design forces that must be resisted by electrical systems. Codes also indicate whether equipment must simply remain in place during a seismic event or if it must also be fully functional after the event. The Section Text offers options for both levels of performance.

Functional performance of equipment following a seismic event requires that the manufacturer test one or more prototypical equipment types, and extrapolate the test results to the full line of equipment offered. Some, but not all, equipment manufacturers perform shaker table tests on their equipment and certify that their equipment meets or exceeds requirements of most nationally recognized codes. The performance level certified is for the fully functional operation of the equipment at the end of the seismic event.

The manufacturer's functional performance certification presumes that the equipment is rigidly anchored to the building support system. Flexible support systems can result in equipment/restraint resonant frequencies for which the manufacturer did not test. Design of the support system requires that detailed dimensional data, weights, location of the center of gravity, and mounting provisions be available. Concrete strength, anchor-bolt type and location, and anchor testing and installation are critical components of the seismic-restraint system.

Obtain the services of seismic experts before revising the Section Text or before designing features to contend with seismic conditions.

Refer to Division 26 Section "Vibration and Seismic Controls for Electrical Systems" for information pertinent to bracing and anchoring switchgear.

For additional information on testing and certifying electrical equipment, consult IEEE 344, Recommended Practice for Seismic Qualification of Class 1E Equipment for Nuclear Power Generating Stations. It provides guidelines for analyzing potential seismic problems of equipment. Transfer switches can be modified to comply with seismic conditions and tested according to this standard. For information on equipment anchorage, consult IEEE 693, Recommended Practice for Seismic Design of Substations. Additionally, a detailed development of criteria for functional testing of equipment is available in the pamphlet Earthquake Requirements and Cutler-Hammer Distribution & Control Electrical Equipment Seismic Capabilities. (See the "References" Article in these Evaluations.)

REFERENCED STANDARDS

Publication dates represent the editions on which the current Section Text is based. Standards are revised periodically, which may occur before this Section is updated again.

Code of Federal Regulations
29 CFR - Labor, Chapter XVII - Occupational Safety and Health Administration, Department of Labor, Part 1910 - "Occupational Safety and Health Standards," Subpart A - "General," Section 1910.7 - "Definition and Requirements for a Nationally Recognized Testing Laboratory." 2001.
The Institute of Electrical and Electronics Engineers, Inc.
IEEE C62.41-1991 (Reaffirmed 1995): Recommended Practice on Surge Voltages in Low-Voltage AC Power Circuits (ANSI)
InterNational Electrical Testing Association
NETA Acceptance Testing Specification-2003: Acceptance Testing Specifications for Electrical Power Distribution Equipment and Systems
National Electrical Manufacturers Association
NEMA 250-97: Enclosures for Electrical Equipment (1000 Volts Maximum)
NEMA AB 1-02: Molded Case Circuit Breakers and Molded Case Switches
NEMA ICS 1-00: Industrial Control and Systems: General Requirements
NEMA ICS 6-93 (Reaffirmed 2001): Industrial Control and Systems: Enclosures
NFPA
NFPA 70-02: National Electrical Code
NFPA 99-02: Health Care Facilities
NFPA 110-02: Emergency and Standby Power Systems
Underwriters Laboratories Inc.
UL 489-02: Molded Case Circuit Breakers, Molded Case Switches, and Circuit Breaker Enclosures
UL 508-99: Industrial Control Equipment
UL 869A-98: Service Equipment (ANSI)
UL 1008-96: Transfer Switch Equipment

REFERENCES

The following publications are useful in specifying transfer switches. Other references may be needed for design purposes.

Association Publications
The Institute of Electrical and Electronics Engineers, Inc. IEEE 241: Recommended Practice for Electric Power Systems in Commercial Buildings (the Gray Book). New York: IEEE, 1997 (Reaffirmed 2001). (ANSI)
_____. IEEE 446: Recommended Practice for Emergency and Standby Power Systems for Industrial and Commercial Applications (the Orange Book). 1995. (ANSI)
_____. IEEE 602: Recommended Practice for Electric Systems in Health Care Facilities (the White Book). 1996.
National Electrical Manufacturers Association. NEMA ICS 2: Industrial Control and Systems Controllers, Contactors, and Overload Relays Rated 600 Volts. Rosslyn, VA: NEMA, 2000.
NFPA. NFPA 20: Stationary Pumps for Fire Protection. Quincy, MA: NFPA, 1999.
_____. 2002 National Electrical Code Handbook. 9th ed. 2002.
Underwriters Laboratories Inc. UL 467: Electrical Grounding and Bonding Equipment. Northbrook, IL: UL, 1993.
_____. UL 1087: Molded Case Switches. 1993.
Pamphlet
Ahmed, Mostafa A., David D. Roybal, and Robert G. Towne. Earthquake Requirements and Cutler-Hammer Distribution & Control Electrical Equipment Seismic Capabilities. Pittsburgh: Cutler-Hammer, May 2001.

LISTED MANUFACTURERS

The list of manufacturers is neither a recommendation for the companies nor an endorsement of their products. Verify manufacturers' capability to comply with indicated requirements each time the Section Text is edited.




AC Data Systems, Inc.

Post Falls, ID

(800) 890-2569

www.acdatasystems.com



Caterpillar

Engine Div.

Peoria, IL

(800) 732-3959; (309) 675-1000

www.cat.com



Eaton Electrical Inc.

Cutler-Hammer

Pittsburgh, PA

(800) 354-2070; (412) 937-6547

www.cutler-hammer.com



Emerson

ASCO Power Technologies, LP

Florham Park, NJ

(800) 937-ASCO; (973) 966-2625

www.asco.com



Generac Power Systems, Inc.

Waukesha, WI

(262) 544-4811

www.generac.com



GE Zenith Controls

Chicago, IL

(773) 299-6900

www.zenithcontrols.com



Hubbell Industrial Controls, Inc.

Archdale, NC

(800) 634-8660; (336) 434-2800

www.hubbell-icd.com



Kohler Power Systems

Generator Division

Kohler, WI

(800) 544-2444; (920) 565-3381

www.kohlergenerators.com



Lake Shore Electric Corporation

Bedford, OH

(440) 232-0200; (866) 620-5982

www.lake-shore-electric.com



Onan/Cummins Power Generation

Industrial Business Group

Minneapolis, MN

(800) 797-6468; (763) 574-5000

www.onan.com



Russelectric, Inc.

Hingham, MA

(781) 749-6000

www.russelectric.com



Spectrum Detroit Diesel

Sheboygan, WI

(920) 451-0846

www.spectrumgenerators.com

SAMPLE SCHEDULE

When only a single unit or unit size is required on a particular project, a schedule is not necessary. However, if a given project requires several units of varying sizes, characteristics, and capacities, a schedule is preferred. It is the editor's option whether this schedule should appear in the Specifications or on the Drawings. Do not duplicate schedule information on both the Drawings and Specifications. If the editor wants to schedule particular units, the example below may be used as a guide.

TRANSFER-SWITCH SCHEDULE

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